Voluntary Discovery and Disclosure
Below is a copy of the letter (and background information) sent by EPA Region II in December, 1999 to college and university presidents in the region - New York, New Jersey, Puerto Rico and the Virgin Islands.
Re: Voluntary Discovery and Disclosure of Potential Environmental Violations
The U.S. Environmental Protection Agency (EPA) Region 2 is planning to conduct inspections of colleges and universities within our region (New York, New Jersey, Puerto Rico, and U.S. Virgin Islands), during the upcoming year, to determine their compliance with hazardous waste and other environmental regulations.
It has come to our attention that some colleges and universities do not fully comply with environmental regulations. If inspections determine non-compliance, formal enforcement action with monetary penalties against significant violators is possible.
Such actions can be mitigated, however. This may be achieved through EPA's Audit Policy, "Incentives for Self-Policing: Discovery, Disclosure, Correction and Prevention of Violations, Notice, 60 F.R. 66706, December 22,1995." The Audit Policy has several important goals including encouraging greater compliance with the laws and regulations which protect human health and the environment through self-policing, discovery, disclosure, correction and prevention. If certain criteria are met, reductions in gravity-based penalties of up to 75% (100% in some cases) resulting from EPA enforcement of violations discovered and disclosed by your institution under the Audit Policy are possible. A copy of the Audit Policy is attached. The Audit Policy, along with some interpretive guidance, is also available on the Internet at http://es.epa.gov/oeca/ore/apolguid.html.
I urge you to take advantage of the Audit Policy to identify any violations and to voluntarily correct them prior to our inspecting colleges and universities in the spring of the year 2000. If violations that warrant formal enforcement are discovered during an EPA inspection of your institution prior to your self disclosing them, penalty reductions possible through the Audit Policy will not apply.
If you have questions, need more information, or would like to participate in an informational meeting, please contact John Wilk, Self-Disclosure Policy Coordinator, at (212) 637-3918. Please also see the attached fact sheet, "Protecting Health and the Environment On and Off Campus."
Any voluntary compliance evaluations undertaken by your institution in response to this letter should focus on compliance with hazardous waste regulations of the Resource Conservation and Recovery Act (RCRA) as well as other environmental regulations that apply.
George Pavlou, Director Division of Enforcement and Compliance Assistance
cc: Salvatore Carlomagno, Chief Hazardous Waste Compliance Unit New York State Department of Environmental Conservation
Wolfgang Skacel, Chief Bureau of Hazardous Waste Compliance and Enforcement New Jersey Department of Environmental Conservation
Carmelo Vasquez, Chief Inspection, Monitoring, and Surveillance Section Environmental Control Board
Protecting health and the environment on and off campus
To raise awareness among campus administrators, during the past year, the U.S. Environmental Protection Agency and many state environmental agencies have been inspecting colleges and universities to see how they are faring. Some have their work cut out for them.
These schools are paying a stiff price to protect their campus family and environment. But, rather than penalize education institutions, the EPA prefers to work with administrators to bring them up to speed on the requirements.
What specific environmental regulations apply to colleges and universities?
It depends on the state where the school is located. Each state has its own set of environmental regulations, but generally, state regulations coincide with federal. It depends on what activities take place on campus. Does the school have a wastewater treatment plant? Does it dispose of hazardous waste? Does it operate an incinerator?
The following is a general checklist of the environmental compliance issues that EPA inspectors cover when they visit colleges and universities. However, keep in mind that this list provides only an overview. An environmental professional is best qualified to oversee compliance issues. He or she should also be knowledgeable about your state's specific requirements, especially in areas that are not covered by federal law, such as solid waste (trash) disposal and recycling.
Under EPA's innovative audit policy, schools that come forward to report their violations can reduce, and in some cases, eliminate penalties as long as 1) the violations cause no direct harm to public health or the environment; 2) they are corrected immediately; and 3) the school has an overall good track record. The audit policy was developed as an incentive to do self-audits for compliance with all environmental laws. Or, a school that has already been cited by the EPA, it may offset penalties with environmental projects which benefit the community. Several universities have already taken advantage of this policy.
Boston University reached a settlement with the EPA in 1997 to invest $500,000 in local environmental projects and conduct a campus-wide environmental audit. BU also paid a $253,000 cash fine for a leaking underground storage tank that polluted the Charles River. The University of the District of Columbia agreed in 1998 to perform testing in a local creek instead of paying a penalty for a Clean Water Act violation.
In addition to mandatory environmental compliance, the EPA encourages schools to adopt voluntary programs to conserve resources and reduce pollution. These programs not only preserve and protect the environment, they also save huge sums of money in the long run.
The EPA has 20 separate volunteer opportunities, collaborating with more than 7,000 businesses and institutions nationwide. Volunteer partners have succeeded in conserving water and energy, reducing greenhouse gases, toxic emissions, solid and hazardous waste, indoor air pollution and pesticide risk.
A popular program is EPA's Energy Star Buildings that protects the environment and saves money through energy efficiency. It helps to reduce carbon dioxide, nitrogen oxide, sulfur dioxide and small soot particles that contribute to smog and acid rain. Institutions can reduce the cost of running their buildings by 30 percent.
Delaware State University upgraded its cooling, heating and lighting systems at an annual energy cost savings of more than $648,000 per year, and reduced carbon dioxide output by 3.2 million pounds per year. The University of Cincinnati upgraded its lighting in classrooms, lecture halls and offices, and now saves more than $1.3 million in energy costs per year. This reduced carbon dioxide equal to removing 6,800 cars from the road.
Another very effective pollution prevention tool is EPA's WasteWise, a voluntary program which helps organizations eliminate costly trash disposal, benefiting their bottom line and the environment. WasteWise is flexible, allowing partners to design their own trash reduction programs tailored to their needs.
Participants range from small local governments and non profit organizations to large, multi-national corporations and universities. From the program's inception in 1994 through 1998, waste reduction has increased from about a million tons per year to just under eight million tons per year. To date, 51 institutions of higher learning have become WasteWise partners. One partner, Eastern Illinois University, cut disposal costs by composting 189,000 pounds of yard and tree trimmings to use as mulch in flower and shrub beds.
As government regulators begin to focus more closely on compliance, so too, must colleges and universities take stock of their environmental contribution - whether it be to correct violations before they cause a health risk, or to go many steps further by participating in one of EPA's voluntary programs.
Colleges and universities are entrusted with the education, as well as the safety of their students. Many have curricula that teach about the environment daily in classrooms. Institutions of higher education have a great opportunity and responsibility to serve as environmental role models to their student bodies and their communities.
For more information on volunteer programs, visit EPA's website at http://www.epa.gov/partners.
To self disclose environmental violations on your campus, call your regional EPA self-disclosure coordinator: Region II (NJ, NY, PR, VI)
John Wilk (212) 637-3918
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